Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Waters is a financial advisor with over 15 years of experience in the financial services industry. He is currently registered with Edward Jones and holds licenses in Alabama and Texas. Michael has previously worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Dean Witter Reynolds Inc., and Bay City Securities, Inc. Michael has a diverse background and is able to provide financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. He is also skilled in portfolio management and financial planning. Michael is committed to providing his clients with personalized financial advice and guidance that meets their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
01/14/2019 - Present
Edward Jones (FAIRHOPE AL)
AL
06/01/2009 - 02/01/2010
MORGAN STANLEY SMITH BARNEY (FAIRHOPE AL)
AL
12/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRHOPE AL)
NA
03/01/1985 - 10/10/1986
DEAN WITTER REYNOLDS INC.
NA
05/25/1984 - 02/05/1985
BAY CITY SECURITIES, INC.
BOTH
Issued 12/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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