Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Walker is a registered representative with Raymond James & Associates, Inc. in Chicago, IL. Michael has been in the financial services industry since 1991. He has extensive experience in the industry and has held previous positions with MCDONALD INVESTMENTS INC., ABN AMRO CHICAGO CORPORATION, THE CHICAGO CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael is a Series 7, Series 63, and Series 79TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/08/2000 - Present
Raymond James & Associates, Inc. (Chicago IL)
OH
05/02/1997 - 09/01/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
CT
01/02/1997 - 04/02/1997
ABN AMRO CHICAGO CORPORATION (STAMFORD CT)
IL
08/03/1993 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
NY
09/25/1991 - 08/18/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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