Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Van asten is an investment professional with over 30 years of experience in the financial services industry. Michael currently holds the position of Registered Representative at RBC Capital Markets, LLC, a firm with a strong reputation for providing comprehensive financial solutions. Michael's career path includes previous roles at various financial institutions, including Raymond James & Associates, Inc. Michael is registered as an Investment Adviser Representative in Texas and Indiana. Michael has a demonstrated commitment to professional development, holding Series 7, 3, 10, 9, 24, 4, 63 and 65 licenses. Michael's focus areas include portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
07/08/2013 - Present
RBC Capital Markets, LLC (INDIANAPOLIS IN)
IN
02/13/2013 - 07/12/2013
RAYMOND JAMES & ASSOCIATES, INC. (INDIANAPOLIS IN)
IN
07/25/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
IN
11/02/2004 - 07/28/2005
FIRST NATIONAL INVESTMENTS, INC. (KOKOMO IN)
IL
10/15/2001 - 11/03/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
06/05/1997 - 10/22/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
RI
04/11/1997 - 06/04/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MI
08/28/1990 - 04/03/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
04/12/1989 - 05/03/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/30/1989 - 02/28/1989
POWER SECURITIES CORPORATION
NA
11/29/1988 - 01/28/1989
THE OXFORD GROUP, INC.
IA
Issued 06/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/22/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/18/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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