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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Underwood is a financial advisor registered with Hornor, Townsend & Kent, LLC and has over 45 years of experience in the financial services industry. Michael Underwood's registration is active in 16 states and is also registered with FINRA and the state of Florida. In addition to the Series 6, 7, 63, and 65 licenses, Michael Underwood holds the Series 22TO and SIE licenses as well. Michael John Underwood is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
03/19/2021 - Present
Hornor, Townsend & Kent, LLC (FAIRPORT NY)
NY
05/24/1977 - 06/25/2008
1717 CAPITAL MANAGEMENT COMPANY (ROCHESTER NY)
NA
06/19/1983 - 09/04/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
05/15/1981 - 06/07/1982
FOSTER & CO. EQUITIES, INC.
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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