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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Tusing is a financial advisor with Morgan Stanley. Michael John Tusing has over 20 years of experience in the financial services industry. Michael John Tusing has been registered with the Securities and Exchange Commission (SEC) since 2001 and has held registrations with several firms, including UBS Financial Services Inc., Deutsche Bank Securities Inc., and Banc of America Investment Services, Inc. Michael John Tusing currently holds a Series 66, Series 63, Series 4, Series 53, Series 24, Series 52TO, SIE, Series 7, and Series 6 license. Michael John Tusing is also registered as an investment advisor representative in Illinois, Missouri, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
05/05/2023 - Present
Morgan Stanley (Chesterfield MO)
MO
02/28/2013 - 05/16/2023
UBS FINANCIAL SERVICES INC. (CHESTERFIELD MO)
CA
06/07/2005 - 03/08/2013
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
MA
03/22/2001 - 06/07/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
08/13/1993 - 04/26/1994
MERCANTILE INVESTMENT SERVICES, INC.
BOTH
Issued 12/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2004
Series 4 - Registered Options Principal Examination
BC
Issued 07/09/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/05/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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