Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Tollefson is a financial advisor at LPL Financial LLC, with over 40 years of experience in the industry. Michael is a registered representative in California and Texas and has a series of licenses including Series 7, 24, 52, 53, 63, and 65. Michael has previously worked at Woodbury Financial Services, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., New England Securities and Phoenix Equity Planning Corporation. Michael is a Chartered Financial Consultant and provides financial planning, portfolio management and pension consulting services to individuals, businesses, high-net-worth clients, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/24/2018 - Present
LPL Financial LLC (LOS ANGELES CA)
MN
06/25/2014 - 06/06/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
01/04/2010 - 06/06/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/04/2010 - 06/06/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/21/2007 - 06/06/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NY
06/09/2004 - 05/11/2007
NEW ENGLAND SECURITIES (UNIONDALE NY)
CT
06/07/1993 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
05/18/1981 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 02/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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