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Michael John Sweeney

Tradier Brokerage, Inc.

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About Michael John Sweeney

Michael Sweeney is a financial professional registered with Tradier Brokerage, Inc. Michael is based in Charlotte, North Carolina and has been in the industry for over 2 years. Michael has passed the Series 7, Series 63, and SIE exams. Michael is registered with the state of North Carolina.

Firm Information

Michael Sweeney is currently registered with Tradier Brokerage, Inc.. Tradier Brokerage, Inc. is a corporation that was formed on September 17, 1993. They are registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Sweeney’s Registration & Firm History

NC

03/28/2024 - Present

Tradier Brokerage, Inc. (CHARLOTTE NC)

NC

02/02/2022 - 06/14/2023

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael John Sweeney. Review regulatory record here.
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