Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Stone is a financial advisor with Cetera Investment Advisers LLC. Michael has been in the financial services industry since 1989. Michael is registered with the state of Florida, as well as with the state of Texas. Michael has held several previous positions at other firms, including First Allied Securities, Inc. and UBS Financial Services Inc. Michael has passed a number of industry exams, including the Series 7, Series 63, Series 65, Series 10 and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/01/2022 - Present
Cetera Investment Advisers LLC (FORT MYERS FL)
FL
12/22/2014 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Fort Myers FL)
FL
08/18/2006 - 12/23/2014
ROYAL ALLIANCE ASSOCIATES, INC. (FORT MEYERS FL)
FL
03/23/2001 - 09/05/2006
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
NY
06/30/1993 - 03/27/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/19/1989 - 07/23/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/18/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1989
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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