Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Soumbeniotis is a financial advisor with First Trust Portfolios LP. Michael has been in the industry since November 5, 2010 and is registered with the state of Texas. Michael is also registered with the state of Illinois and FINRA. Michael has passed the Series 63, Series 7 and SIE exams. Michael has held the position of financial advisor since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/05/2010 - Present
First Trust Portfolios LP (Austin TX)
BC
Issued 11/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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