Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Smith is a financial advisor with Valic Financial Advisors, Inc. based in Boca Raton, FL. Michael has been in the financial services industry since December 26, 2005. Michael is a licensed investment advisor representative (IAR) in Florida and New York, and is registered with FINRA as a registered representative. Michael offers a range of financial services, including financial planning, portfolio management for individuals, and selection of other advisors. Michael also recommends wrap accounts to clients. Prior to joining Valic Financial Advisors, Inc., Michael was employed by HSBC Securities (USA) Inc., Crown Capital Securities, L.P., Chase Investment Services Corp., and Commerce One Financial Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/16/2021 - Present
Valic Financial Advisors, Inc. (BOCA RATON FL)
NY
03/31/2015 - 03/28/2016
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
08/06/2012 - 09/19/2014
CROWN CAPITAL SECURITIES, L.P. (NEW YORK NY)
NY
09/15/2005 - 08/17/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/11/2004 - 01/19/2005
COMMERCE ONE FINANCIAL INC. (SYOSSET NY)
IA
Issued 04/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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