Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Smith is a financial advisor registered with Thrivent Investment Management Inc. in Georgia and Texas. Michael has been in the industry since May 15, 2011. Before joining Thrivent, Michael worked for PARK AVENUE SECURITIES LLC and NIKE SECURITIES L.P. Michael has a wide range of experience in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
02/14/2024 - Present
Thrivent Investment Management Inc. (Alpharetta GA)
GA
03/21/2012 - 03/06/2017
PARK AVENUE SECURITIES LLC (ROSWELL GA)
IL
05/29/1997 - 04/03/1998
NIKE SECURITIES L.P. (WHEATON IL)
BOTH
Issued 09/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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