Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Simmons is a financial professional with over 17 years of experience in the financial services industry. Michael has worked with several prominent firms including Goldman, Sachs & Co., Transamerica Investors Securities Corporation, MML Distributors, LLC, and Mutual of Omaha Investor Services, Inc. Michael is currently registered with Principal Securities, Inc. and has a broad range of experience working with individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Michael holds a Series 7, 63, 65, and 26 license and is committed to providing his clients with comprehensive financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
UT
10/12/2021 - Present
Principal Securities, Inc. (MURRAY UT)
NE
01/27/2021 - 08/02/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MA
05/02/2019 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
UT
10/04/2013 - 04/09/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (Murray UT)
NY
01/10/2006 - 10/03/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 08/26/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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