Unclaimed
Michael John Seibold has been a securities professional since October 2005. Michael is currently registered with SG Americas Securities, LLC and has been with the firm since May 2015. Michael has a history of working with firms like UBS Securities LLC, Nomura Securities International, Inc., Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Man Securities Inc, CCM Equities, LLC, and Andover Brokerage, L.L.C. Michael holds FINRA Series 7, 63, 55, 62, 57TO, SIE, and 30 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/29/2015 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
07/31/2013 - 05/19/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
07/19/2010 - 04/05/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/01/2009 - 03/31/2010
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
08/06/2008 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
10/08/2004 - 04/12/2007
MAN SECURITIES INC (NEW YORK NY)
IL
04/09/2003 - 09/20/2004
CCM EQUITIES, LLC (CHICAGO IL)
NY
12/19/2000 - 05/30/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 01/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2009
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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