Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Scott is a financial advisor with Truist Investment Services, Inc. Michael Scott has been in the financial industry since 2004. Michael Scott is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 52TO, Series 53 and SIE licenses. Michael Scott is also registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/17/2021 - Present
Truist Investment Services, Inc. (NEW YORK NY)
VA
02/23/2021 - 06/29/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NY
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (NEW YORK NY)
NJ
01/05/2006 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (HASBROUCK HEIGHTS NJ)
NJ
02/08/2005 - 01/12/2006
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
NY
08/20/2004 - 01/31/2005
ESSEX & YORK, INC. (NEW YORK NY)
BC
Issued 08/31/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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