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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Scott is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Morgan Stanley and has been with the firm since 2009. Prior to that, Michael worked at Citigroup Global Markets Inc. and Wachovia Securities, LLC. Michael is a Series 7, 24, 31, 63, and 65 licensed professional and specializes in financial planning, portfolio management, and educational seminars. Michael is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
01/01/2025 - Present
Morgan Stanley (Tampa FL)
FL
08/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
10/01/2000 - 08/06/2007
WACHOVIA SECURITIES, LLC (TAMPA FL)
NC
01/09/1992 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
02/03/1987 - 11/06/1989
S.M.H. PARTNERS, INC.
NA
09/18/1985 - 09/23/1986
WILLIAMS SECURITIES GROUP, INC.
NA
08/29/1983 - 10/08/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
04/19/1983 - 09/08/1983
BLINDER, ROBINSON & CO.,INC.
IA
Issued 10/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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