Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Scherer is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 2002. Michael has a broad range of experience, including previous roles with Citigroup Global Markets Inc. and Bank of America Investment Services, Inc. Michael holds both Series 66 and Series 65 licenses as well as Series 7 and SIE. Michael is registered to offer investment advice in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/23/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (IRVINE CA)
CA
06/06/2012 - 04/22/2019
CITIGROUP GLOBAL MARKETS INC. (FOUNTAIN VALLEY CA)
CA
10/23/2009 - 05/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COSTA MESA CA)
CA
10/06/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (COSTA MESA CA)
AZ
03/25/2003 - 10/14/2005
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
MN
09/12/2002 - 02/10/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/12/2002 - 02/10/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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