Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Ronaghan is a financial professional with over 28 years of experience in the financial services industry. Michael has a broad range of experience working with various firms including Nationwide Investment Services Corporation, ING Funds Distributor, Inc., H.D. Vest Investment Securities, Inc., MetLife Investors Distribution Company, AXA Distributors, LLC, Sammons Financial Network, LLC, GWFS Equities, Inc., Global Atlantic Distributors, LLC, Clarendon Insurance Agency, Inc. and currently with Lincoln Financial Distributors, Inc.. Michael is licensed to sell securities in Texas. Michael has passed Series 65, Series 63, Series 53, Series 24, Series 6TO, Series 52TO, Series 82TO, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/20/2022 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
MA
02/04/2022 - 10/13/2022
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
CT
05/02/2019 - 02/03/2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)
CO
02/28/2017 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
04/16/2014 - 12/05/2016
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
NJ
07/18/2013 - 03/31/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
NY
05/13/2010 - 07/17/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
PA
05/09/2001 - 04/07/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
OH
01/03/2001 - 04/25/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
PA
07/06/2000 - 12/15/2000
DIRECTED SERVICES, INC. (WEST CHESTER PA)
DE
07/12/2000 - 09/06/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
TX
12/07/1993 - 07/13/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 04/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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