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Michael John Roche

Valic Financial Advisors, Inc.

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About Michael John Roche

Michael Roche is a registered representative with Valic Financial Advisors, Inc. Michael has been in the securities industry for over 10 years. Michael is licensed to sell securities in 51 states and the District of Columbia. Michael has a Series 66 license, as well as Series 7, Series 52, and Series 51 licenses. Michael offers financial planning and portfolio management services.

Firm Information

Michael Roche is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Roche’s Registration & Firm History

TX

06/16/2023 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 01/19/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/2022

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/03/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/09/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Roche.
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