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Michael John Rietbrock

BNP Paribas Securities Corp.

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About Michael John Rietbrock

Michael John Rietbrock is an investment professional with over 20 years of experience in the financial services industry. Michael has a strong background in equities and fixed income securities, and has held various roles at prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Nomura Securities International, Inc., and Cantor Fitzgerald & Co. He is currently a Registered Representative with BNP Paribas Securities Corp., a global investment banking firm with offices in New York City, Chesterbrook, Pennsylvania and San Francisco, California. Michael is licensed to offer a range of investment products and services, including equities, fixed income, and mutual funds. He has a strong commitment to providing personalized financial advice and helping clients achieve their investment goals.

Firm Information

Michael Rietbrock is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rietbrock’s Registration & Firm History

NY

10/25/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

09/08/2022 - 10/28/2022

EXANE, INC. (NEW YORK NY)

NY

02/02/2021 - 04/05/2022

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

03/22/2010 - 10/01/2015

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

01/02/2009 - 03/19/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/22/2008 - 01/02/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/25/1994 - 05/25/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/03/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/03/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael John Rietbrock.
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