Unclaimed
Michael John Rietbrock is an investment professional with over 20 years of experience in the financial services industry. Michael has a strong background in equities and fixed income securities, and has held various roles at prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Nomura Securities International, Inc., and Cantor Fitzgerald & Co. He is currently a Registered Representative with BNP Paribas Securities Corp., a global investment banking firm with offices in New York City, Chesterbrook, Pennsylvania and San Francisco, California. Michael is licensed to offer a range of investment products and services, including equities, fixed income, and mutual funds. He has a strong commitment to providing personalized financial advice and helping clients achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/25/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
09/08/2022 - 10/28/2022
EXANE, INC. (NEW YORK NY)
NY
02/02/2021 - 04/05/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/22/2010 - 10/01/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/02/2009 - 03/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/22/2008 - 01/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/25/1994 - 05/25/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 06/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/03/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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