Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Rice has been in the financial services industry since September 12, 2013. Michael is currently registered with Equitable Distributors, LLC in Charlotte, NC. Michael was previously registered with LPL FINANCIAL LLC, P.J. ROBB VARIABLE CORPORATION, CAMBRIDGE INVESTMENT RESEARCH, INC., MSI FINANCIAL SERVICES, INC., and METLIFE SECURITIES INC. Michael has passed the Series 6, Series 63, Series 65, and SIE exams. Michael is registered in Florida, Georgia, Maryland, New York, North Carolina, Virginia, West Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/20/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
SC
01/25/2022 - 06/30/2023
LPL FINANCIAL LLC (FORT MILL SC)
TN
06/20/2018 - 10/05/2021
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NC
09/30/2016 - 07/27/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (Charlotte NC)
NC
06/22/2015 - 09/27/2016
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
02/06/2008 - 07/18/2011
METLIFE SECURITIES INC. (CHARLOTTE NC)
IA
Issued 12/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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