Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Peterson is a financial advisor with over 29 years of experience in the financial services industry. Michael John Peterson currently works for Equitable Distributors, LLC, and is registered with FINRA and 9 states. Michael John Peterson has previously worked at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, AXA DISTRIBUTORS, LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and PUTNAM MUTUAL FUNDS CORP.. Michael John Peterson holds the Series 6, Series 63, and SIE licenses. Michael John Peterson is based in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/01/2018 - Present
Equitable Distributors, LLC (Charlotte NC)
CT
10/16/2009 - 07/13/2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NC
05/15/1997 - 10/13/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
RI
01/07/1995 - 01/09/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
07/28/1993 - 12/01/1994
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 06/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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