Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Pata is a financial professional with over 25 years of experience in the securities industry. Michael currently works with Acceptus Capital Corp. and Aegis Capital Corp. Michael has also previously worked with Gunnallen Financial, Inc, First Montauk Securities Corp., J.P. Turner & Company, L.L.C., Institutional Equity Corporation, Joseph Stevens & Company, Inc., and Redstone Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2016 - Present
Acceptus Capital Corp. (Port Washington NY)
NY
08/19/2002 - 03/02/2010
GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)
NJ
05/10/2001 - 08/20/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
GA
04/12/2000 - 05/01/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
TX
01/09/1998 - 05/09/2000
INSTITUTIONAL EQUITY CORPORATION (DALLAS TX)
NY
07/16/1996 - 12/23/1997
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
TX
03/04/1996 - 07/11/1996
REDSTONE SECURITIES, INC. (DALLAS TX)
BC
Issued 03/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2002
Series 4 - Registered Options Principal Examination
BC
Issued 02/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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