Unclaimed
Michael John Parenti is a financial advisor with Ameriprise Financial Services, LLC. Michael has been working in the financial industry since 1987. Michael has a wide range of experience and expertise in financial planning, portfolio management, and asset allocation. Michael is also a registered representative of Ameriprise Financial Services, LLC and is licensed to sell securities in several states. Michael is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. Michael has previously worked with several other firms including LPL Financial LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp, Wells Fargo Advisors, LLC, Janney Montgomery Scott LLC, Prudential Securities Incorporated, Josephthal Lyon & Ross Incorporated, John Hancock Distributors, Inc, John Hancock Mutual Life Insurance Company, Vanderbilt Securities, Inc, J. T. Moran & Co., Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/30/2022 - Present
Ameriprise Financial Services, LLC (Boca Raton FL)
NY
09/25/2013 - 10/13/2022
LPL FINANCIAL LLC (ROCKVILLE CENTRE NY)
NY
10/01/2012 - 09/06/2013
J.P. MORGAN SECURITIES LLC (SYOSSET NY)
NY
09/24/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SYOSSET NY)
NY
02/02/2001 - 09/21/2010
WELLS FARGO ADVISORS, LLC (MELVILLE NY)
PA
08/25/1998 - 02/12/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
07/20/1994 - 08/13/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/05/1991 - 07/29/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
MA
07/25/1990 - 10/02/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/25/1990 - 10/02/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
02/09/1990 - 06/12/1990
VANDERBILT SECURITIES, INC.
NA
05/20/1988 - 02/24/1990
J. T. MORAN & CO., INC.
NA
02/02/1987 - 05/20/1988
SHERWOOD CAPITAL, INC.
NA
01/21/1987 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 09/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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