Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Pallitto is an active Investment Advisor Representative, registered with Oppenheimer & Co. Inc. Michael has been in the industry since March 5, 2001. Michael has passed multiple securities exams, including the Series 7, Series 31, Series 65 and the Series 66. Michael is registered with the state of New Jersey as an Investment Advisor Representative. Michael is also registered with the state of New York as an Investment Advisor Representative and as a Broker. Michael has a Texas residency registration for Investment Advisor Representative. Michael has been with Oppenheimer & Co. Inc. since January 2003. Michael has previous experience at CIBC World Markets Corp., where Michael was registered as a Broker. Michael is a baseball coach at South Brunswick High School. Michael is registered to provide financial planning services to individuals and businesses. Michael is also registered to provide portfolio management services to businesses, individuals and pooled investment vehicles. Michael is registered to provide selection of other advisors. Michael also provides pension consulting. Michael is registered with the state of New Jersey, New York, and Texas as an Investment Advisor Representative. Michael is registered with the state of Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin as a Broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/23/2017 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/06/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 10/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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