Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Oliver has been in the financial industry for 9 years. Michael is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Michael is also a registered representative in Iowa. Michael has passed the Series 66, Series 7, Series 24 and SIE exams. Michael has previously been employed with NORTHERN LIGHTS DISTRIBUTORS, LLC, ULTIMUS FUND DISTRIBUTORS, LLC, and TD AMERITRADE, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
07/18/2023 - Present
Cetera Advisors LLC (WEST DES MOINES IA)
NE
02/24/2021 - 06/09/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
OH
02/24/2021 - 06/09/2023
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
NE
12/23/2013 - 01/06/2021
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 02/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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