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Michael John Nelson

Foreside Fund Services, LLC

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About Michael John Nelson

Michael John Nelson is a registered representative with Foreside Fund Services, LLC. Michael has been in the securities industry since November 12, 2012 and holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Michael is currently registered in 52 states and the District of Columbia. Prior to joining Foreside Fund Services, LLC, Michael worked at William Blair and Bluerock Capital Markets LLC.

Firm Information

Michael Nelson is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Nelson’s Registration & Firm History

IL

06/06/2022 - Present

Foreside Fund Services, LLC (Chicago IL)

IL

12/13/2017 - 05/20/2022

WILLIAM BLAIR (CHICAGO IL)

ME

09/20/2017 - 12/18/2017

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

IL

04/14/2015 - 05/30/2017

FORESIDE FUND SERVICES, LLC (CHICAGO IL)

NY

12/02/2013 - 04/03/2015

BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)

IL

06/28/2012 - 12/03/2013

INLAND SECURITIES CORPORATION (OAK BROOK IL)

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Licenses & Designations

BC

Issued 07/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Nelson.
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