Unclaimed
Michael John Murphy is a Registered Representative and Investment Adviser Representative with BNY Mellon Securities Corp. Michael has been in the industry since November 2005. Michael is registered in 52 states and has held previous roles with THE BAKER GROUP, LP, NYLIFE DISTRIBUTORS LLC, MBSC SECURITIES CORPORATION, BARCLAYS CAPITAL INC., BEAR WAGNER SPECIALISTS LLC and LABRANCHE & CO. LLC. Michael has passed the Series 66, Series 63, SIE, Series 21, Series 7, and Series 25 exams. Michael holds specializations in Private Client Services and Institutional Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/14/2023 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
NY
04/23/2019 - 08/15/2022
THE BAKER GROUP, LP (Babylon NY)
NJ
06/25/2013 - 04/17/2019
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NY
10/25/2010 - 06/14/2013
MBSC SECURITIES CORPORATION (UNIONDALE NY)
NY
12/01/2008 - 09/25/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/22/2004 - 03/25/2009
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
06/03/2002 - 07/16/2002
LABRANCHE & CO. LLC (NEW YORK NY)
NY
07/13/2001 - 08/27/2001
LABRANCHE & CO. LLC (NEW YORK NY)
BOTH
Issued 03/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2006
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2005
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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