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Michael John Murphy

BNY Mellon Securities Corp.

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About Michael John Murphy

Michael John Murphy is a Registered Representative and Investment Adviser Representative with BNY Mellon Securities Corp. Michael has been in the industry since November 2005. Michael is registered in 52 states and has held previous roles with THE BAKER GROUP, LP, NYLIFE DISTRIBUTORS LLC, MBSC SECURITIES CORPORATION, BARCLAYS CAPITAL INC., BEAR WAGNER SPECIALISTS LLC and LABRANCHE & CO. LLC. Michael has passed the Series 66, Series 63, SIE, Series 21, Series 7, and Series 25 exams. Michael holds specializations in Private Client Services and Institutional Consulting.

Firm Information

Michael Murphy is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Murphy’s Registration & Firm History

NY

03/14/2023 - Present

BNY Mellon Securities Corp. (UNIONDALE NY)

NY

04/23/2019 - 08/15/2022

THE BAKER GROUP, LP (Babylon NY)

NJ

06/25/2013 - 04/17/2019

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

NY

10/25/2010 - 06/14/2013

MBSC SECURITIES CORPORATION (UNIONDALE NY)

NY

12/01/2008 - 09/25/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/22/2004 - 03/25/2009

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

NY

06/03/2002 - 07/16/2002

LABRANCHE & CO. LLC (NEW YORK NY)

NY

07/13/2001 - 08/27/2001

LABRANCHE & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/13/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/23/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2006

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 04/03/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/28/2005

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael John Murphy. Review regulatory record here.
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