Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Morgan is a financial advisor at Morgan Stanley, a firm that manages $10 billion to $50 billion in assets. Michael has been a financial advisor since 1998 and is licensed to provide investment advice in 53 states. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 31, Series 63, Series 65 and Series 66 license. Michael specializes in investment strategies for high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/20/2024 - Present
Morgan Stanley (ATLANTA GA)
MO
09/03/2003 - 04/27/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/24/1998 - 09/02/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/11/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Morgan is the right advisor for you? Invested Better is here to help.
