linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael John Mongin

Moran Wealth Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael John Mongin

Michael John Mongin is an Investment Advisor Representative at Moran Wealth Management, LLC. Michael has been in the industry for over 25 years and holds Series 7, 63, 65, and 66 licenses. Michael previously worked at Wells Fargo Advisors Financial Network, LLC, SunTrust Investment Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, and Mercer Allied Company, L.P. Michael specializes in providing financial planning and portfolio management services to individuals, corporations, and charitable organizations.

Firm Information

Michael Mongin is currently registered with Moran Wealth Management, LLC. Moran Wealth Management, LLC is a Naples, FL-based registered investment advisor with $4.27 billion in regulatory assets under management. The firm provides financial planning and portfolio management services to high-net-worth individuals, corporations, and other entities. They have 26 investment advisor representatives and serve a diverse clientele, including charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Moran Wealth Management, LLC

5801 PELICAN BAY BLVD, SUITE 110

NAPLES, FL 34108

$4.27B

Assets Under Management

4

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Mongin’s Registration & Firm History

FL

11/16/2022 - Present

Moran Wealth Management, LLC (NAPLES FL)

FL

11/22/2019 - 08/30/2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NAPLES FL)

FL

02/10/2015 - 07/20/2015

SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)

NY

06/30/2009 - 04/12/2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LATHAM NY)

NY

10/05/1995 - 11/26/2008

MERCER ALLIED COMPANY, L.P. (LATHAM NY)

Not sure if Michael John Mongin is right for you?

Licenses & Designations

BC

Issued 11/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/22/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/30/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael John Mongin.
Not sure if Michael John Mongin is right for you?