Unclaimed
Michael John Mital is a financial advisor who has been working in the industry since March 9, 2010. Michael is currently registered with Cetera Investment Advisers LLC and is active in both the Broker-Dealer and Investment Advisor capacities. Michael is also a Certified Financial Planner. Michael has experience in both the investment and tax preparation industries. In addition to his current registration with Cetera Investment Advisers LLC, Michael previously held registrations with Northwestern Mutual Investment Services, LLC and Genworth Financial Securities Corporation. Michael has passed the Series 6, 62, 63, and 65 exams, as well as the Securities Industry Essentials Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/09/2014 - Present
Cetera Investment Advisers LLC (OAKLAND NJ)
NJ
08/11/2010 - 10/09/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PARAMUS NJ)
NJ
02/25/2010 - 07/28/2010
GENWORTH FINANCIAL SECURITIES CORPORATION (OAKLAND NJ)
IA
Issued 12/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/24/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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