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Michael John McNeil

Northwestern Mutual Investment Services, LLC

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About Michael John McNeil

Michael John McNeil is a registered representative with Northwestern Mutual Investment Services, LLC. Michael has been in the industry since June 6, 1978, and has been with Northwestern Mutual Investment Services, LLC since January 28, 2009. Michael is registered to sell securities in 26 states, including Connecticut, Florida, Illinois, New York, Texas and Washington. Michael is also registered as an Investment Advisor Representative in Connecticut. Michael is a Chartered Financial Consultant and may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Michael also provides investment research and referrals to other advisors.

Firm Information

Michael McNeil is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael McNeil’s Registration & Firm History

CT

01/28/2009 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

WI

04/10/1998 - 03/11/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 07/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2012

Series 7 - General Securities Representative Examination

BC

Issued 05/31/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John McNeil.
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