Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McLaughlin has been in the financial industry since 2007. Currently, Michael is a registered representative at Mizuho Securities USA LLC, a position held since April 2015. Prior to joining Mizuho Securities, Michael worked at RBS Securities Inc., Barclays Capital Inc., and Lehman Brothers Inc. Michael holds Series 7, 24, 52, 63, 79 and SIE licenses, and has been licensed by the state of New York and 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
02/01/2010 - 04/10/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/01/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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