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Michael John McLaughlin

Northwestern Mutual Investment Services, LLC

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About Michael John McLaughlin

Michael McLaughlin is a financial professional with over 30 years of experience in the financial services industry. Michael is currently a registered representative with Northwestern Mutual Investment Services, LLC. Prior to joining Northwestern Mutual, Michael worked at IMPACTIVE ADVISORS LLC, B. C. ZIEGLER AND COMPANY, and STRONG INVESTMENTS, INC. Michael holds several licenses and registrations, including Series 6, 7, 24, 26, 52TO, 53, and 63.

Firm Information

Michael McLaughlin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael McLaughlin’s Registration & Firm History

WI

04/15/2019 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

TN

08/29/2016 - 06/02/2017

IMPACTIVE ADVISORS LLC (NASHVILLE TN)

WI

05/24/2006 - 05/20/2016

B. C. ZIEGLER AND COMPANY (SHEBOYGAN WI)

WI

10/12/1987 - 12/31/2004

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BC

Issued 10/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/24/2000

Series 24 - General Securities Principal Examination

BC

Issued 08/09/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 06/02/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/09/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John McLaughlin.
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