Unclaimed
Michael John McGowan is a registered representative with PFS Investments Inc. in COPIAGUE, New York. Michael has been in the industry since October 30, 2000. Michael is also registered as a General Securities Principal with the Financial Industry Regulatory Authority. PFS Investments Inc. is a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
09/04/2018 - Present
PFS Investments Inc. (COPIAGUE NY)
NY
05/03/2017 - 10/24/2017
PRUCO SECURITIES, LLC. (HOWARD BEACH NY)
NY
07/16/2014 - 02/26/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/10/2002 - 02/27/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/13/1996 - 12/21/2000
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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