linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael John Maiello

Wall Street Access

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael John Maiello

Michael John Maiello is a financial professional registered with the state of New Jersey and New York. Michael has been in the financial services industry since 1989. Currently, Michael is an active registered representative with Wall Street Access. Michael has prior registration with Murphy & Durieu, RBC Professional Trader Group LLC, Hill Thompson Magid & Co., INC., Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P.

Firm Information

Michael Maiello is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Maiello’s Registration & Firm History

NJ

05/20/2013 - Present

Wall Street Access (TINTON FALLS NJ)

NJ

01/14/2008 - 05/15/2013

MURPHY & DURIEU (RED BANK NJ)

NY

02/16/2007 - 01/18/2008

RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)

NJ

05/09/2005 - 08/21/2006

HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)

NY

09/09/2002 - 03/04/2005

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

03/27/1989 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

Not sure if Michael John Maiello is right for you?

Licenses & Designations

BC

Issued 04/11/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/31/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael John Maiello.
Not sure if Michael John Maiello is right for you?