Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Leone is a financial advisor with over 30 years of experience in the financial services industry. Michael Leone is currently registered with Cambridge Investment Research Advisors, Inc. Michael Leone has held previous registrations with Tower Square Securities, Inc., Washington Square Securities, Inc., Main Street Management Company, New England Securities, Nutmeg Securities, Ltd., Guardian Investor Services Corporation, and Mutual Benefit Financial Service Company. Michael Leone has passed several securities exams, including the Series 6, Series 7, Series 24, Series 63, and Series 65 exams. Michael Leone specializes in portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, market timing services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
10/01/2012 - Present
Cambridge Investment Research Advisors, Inc. (PLANTSVILLE CT)
CT
01/18/2000 - 10/05/2012
TOWER SQUARE SECURITIES, INC. (SOUTHINGTON CT)
CT
03/31/1997 - 12/31/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
03/27/1996 - 04/02/1997
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NY
01/14/1993 - 03/21/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
04/04/1992 - 10/29/1992
NUTMEG SECURITIES, LTD. (NEW YORK NY)
NY
07/12/1991 - 02/20/1992
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
02/17/1988 - 06/21/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 05/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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