Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Leeming is an investment advisor representative currently registered with Sound Income Strategies, LLC in Fort Lauderdale, Florida. Michael has been in the industry since 1993 and has held previous registrations with several other firms, including Raymond James & Associates, Inc. and Cetera Investment Services LLC. Michael holds multiple securities licenses, including Series 7, 63, 65, 24, and 4. Michael provides a range of financial planning and portfolio management services for individuals, investment companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/15/2024 - Present
Sound Income Strategies, LLC (Fort Lauderdale FL)
MN
08/14/2023 - 10/10/2023
CETERA ADVISORS LLC (SAINT PAUL MN)
MN
08/14/2023 - 10/10/2023
CETERA FINANCIAL SPECIALISTS LLC (SAINT PAUL MN)
MN
08/14/2023 - 10/10/2023
CETERA INVESTMENT SERVICES LLC (SAINT PAUL MN)
MN
06/16/2023 - 10/10/2023
CETERA ADVISOR NETWORKS LLC (SAINT PAUL MN)
MN
02/20/2023 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
FL
06/13/2022 - 06/22/2022
IFP SECURITIES, LLC (TAMPA FL)
FL
12/15/2021 - 02/18/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
WI
04/03/2020 - 04/30/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FRANKLIN WI)
FL
07/24/2019 - 08/19/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
04/01/2010 - 05/17/2019
PERSHING LLC (LAKE MARY FL)
FL
01/02/2014 - 08/07/2017
BNY MELLON CAPITAL MARKETS, LLC (LAKE MARY FL)
FL
05/21/2009 - 07/21/2009
BROAD STREET SECURITIES, INC. (PLANTATION FL)
FL
07/01/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
FL
07/05/2007 - 03/31/2008
1ST DISCOUNT BROKERAGE, INC. (WEST PALM BEACH FL)
NY
05/19/2005 - 05/29/2007
ROBERT G. PEARS & CO., INC. (NEW YORK NY)
NY
04/29/2002 - 05/03/2005
DAG SECURITIES INC. (NEW YORK NY)
NY
02/20/2002 - 04/30/2002
STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)
NY
10/01/2000 - 02/22/2002
ROBERT G. PEARS & CO., INC. (NEW YORK NY)
NY
04/26/1995 - 02/03/1998
PHOENIX BROKERAGE, LLC (NEW YORK NY)
IL
05/24/1994 - 04/17/1995
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NY
01/01/1994 - 05/04/1994
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
IA
Issued 03/27/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2010
Series 4 - Registered Options Principal Examination
BC
Issued 09/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Michael Leeming is the right advisor for you? Invested Better is here to help.
