Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lavine is a financial advisor with Stifel, Nicolaus & Company, Inc. in Golden Valley, Minnesota. Michael has been working in the securities industry since March 24, 1987. Michael has passed the Series 3, 7, 31, 63 and 65 exams and has been registered as a broker-dealer with the state of Minnesota since December 10, 2013. Michael's expertise includes financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals, businesses and pooled investment vehicles. Michael has also been registered with a number of other states, including Arizona, California, Colorado, Connecticut, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/06/2018 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
NY
03/02/1998 - 12/16/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
04/25/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
03/25/1987 - 05/05/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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