Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Koch is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Capital Client Group, Inc. in Los Angeles, CA. Michael is also a registered representative with FINRA and is licensed in 53 states and jurisdictions. Michael has held a Series 66, Series 7 and Series 24 license and holds the SIE designation. Michael previously worked for NatCity Investments, Inc. in Cleveland, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
09/08/2003 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
OH
03/01/2001 - 05/30/2002
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BOTH
Issued 06/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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