Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John King is a financial advisor with over 40 years of experience in the industry. Michael is registered with Wells Fargo Clearing Services, LLC and has offices in Pittsburgh, Pennsylvania, Clarion, Pennsylvania and Punta Gorda, Florida. Michael is also a registered investment advisor. Michael has passed several professional exams including Series 3, 6, 7, 9, 10, 63, and 65. Michael's experience and expertise are available to individuals, high net worth individuals, corporations, trusts, pension plans, charitable organizations and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/05/2013 - Present
Wells Fargo Clearing Services, LLC (PITTSBURGH PA)
NC
09/08/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
02/07/1995 - 09/24/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/12/1986 - 02/21/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/23/1983 - 02/19/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/17/1982 - 04/27/1983
FEDERATED SECURITIES CORP.
IA
Issued 06/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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