Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kelly is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Stifel, Nicolaus & Company, Inc. in ST. LOUIS, MO. Prior to joining Stifel, Nicolaus & Company, Inc., Michael was affiliated with TRADESTATION SECURITIES, INC., WEDBUSH SECURITIES INC., SUNGARD BROKERAGE & SECURITIES SERVICES, LLC, NEUBERGER BERMAN, LLC, UBS SECURITIES LLC, UBS FINANCIAL SERVICES INC., NATIONAL FINANCIAL SERVICES CORPORATION, and CS FIRST BOSTON CORPORATION. Michael is also a Series 7, Series 24, Series 63, SIE and Series 99TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/29/2019 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
NY
06/24/2015 - 12/03/2018
TRADESTATION SECURITIES, INC. (NEW YORK NY)
NY
04/10/2013 - 07/22/2014
WEDBUSH SECURITIES INC. (NEW YORK NY)
NJ
04/02/2009 - 12/31/2012
SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (JERSEY CITY NJ)
NY
06/26/2007 - 11/25/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
01/07/2003 - 11/22/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
02/06/1995 - 11/22/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
10/03/1990 - 06/03/1994
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NA
07/27/1988 - 09/16/1988
CS FIRST BOSTON CORPORATION
BC
Issued 12/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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