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Michael John Kearns

Northwestern Mutual Investment Services, LLC

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About Michael John Kearns

Michael Kearns is a financial professional with over 40 years of experience in the industry. He has been a registered representative with Northwestern Mutual Investment Services, LLC since 2007. Michael holds several licenses and certifications, including the Series 7, Series 6, Series 22, and Series 63 exams. Michael has a strong background in investments, insurance, and financial planning. He is a dedicated and experienced advisor who works with clients to help them achieve their financial goals.

Firm Information

Michael Kearns is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Kearns’s Registration & Firm History

CA

08/09/2007 - Present

Northwestern Mutual Investment Services, LLC (Campbell CA)

WI

10/28/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

11/22/1985 - 10/04/1988

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 02/07/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2004

Series 7 - General Securities Representative Examination

BC

Issued 08/27/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/06/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Kearns.
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