Unclaimed
Michael Kay is a financial advisor with PNC Investments. Michael has been in the industry since 2007. Michael is a Series 7 and Series 66 licensed representative. Michael was previously registered with J.P. Morgan Securities LLC, Chase Investment Services Corp., Northwestern Mutual Investment Services, LLC and Ameriprise Financial Services, Inc. Michael is registered in Arizona, California, and Texas. Michael primarily works with individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/17/2022 - Present
PNC Investments (SCOTTSDALE AZ)
AZ
10/01/2012 - 02/26/2022
J.P. MORGAN SECURITIES LLC (PHOENIX AZ)
FL
07/14/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CORAL SPRINGS FL)
FL
02/14/2008 - 06/11/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT LAUDERDALE FL)
MN
01/30/2006 - 01/28/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 02/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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