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Michael John Jennings

Foreside Fund Services, LLC

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About Michael John Jennings

Michael Jennings is a financial professional with experience in the industry since December 16, 2014. Michael is currently registered with Foreside Fund Services, LLC in New York, NY. Michael has obtained the Series 63, Series 7, and SIE exams. Michael is licensed to conduct business in New York and New Jersey.

Firm Information

Michael Jennings is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Jennings’s Registration & Firm History

NY

12/17/2014 - Present

Foreside Fund Services, LLC (New York NY)

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Licenses & Designations

BC

Issued 02/06/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael John Jennings.
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