Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John-hubbard Thompson is a financial advisor based in BELLEVUE, WA, with over 25 years of experience in the financial industry. Michael currently works at Stifel, Nicolaus & Company, Inc. and has previously worked at CHARLES SCHWAB & CO., INC. and DEAN WITTER REYNOLDS INC. Michael is registered to provide securities and investment advisory services in 10 states and holds several securities licenses, including Series 63, 66, 7, 9 and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
04/17/2019 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
11/16/1999 - 03/01/2019
CHARLES SCHWAB & CO., INC. (Bellevue WA)
NY
06/30/1997 - 10/29/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
04/27/1993 - 07/01/1997
MURPHEY FAVRE, INC. (IRVINE CA)
BOTH
Issued 11/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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