Unclaimed
Michael John Herrscher is a financial professional with over three years of experience in the financial services industry. Michael is currently registered with MML Investors Services, LLC, a leading financial services firm, and has experience working at NYLIFE Securities LLC. Michael holds the Series 63, Series 6TO and SIE exams, and is licensed in New York. Michael's focus is on providing investment advice and financial planning services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/22/2024 - Present
MML Investors Services, LLC (Melville NY)
NY
03/17/2021 - 03/13/2024
NYLIFE SECURITIES LLC (MELVILLE NY)
BC
Issued 11/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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