Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Herr is a financial advisor with over 15 years of experience in the financial services industry. Michael has been with RBC Capital Markets, LLC since December 2011. Previously, Michael was a financial advisor at Barclays Capital Inc. from September 2008 to September 2011 and Lehman Brothers Inc. from August 2006 to September 2008. Michael is licensed to provide financial advice in all 50 states and holds the Series 63, Series 7 and SIE licenses. Michael specializes in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Michael's services include financial planning, portfolio management, and investment advice. Michael is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/02/2011 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/17/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/09/2001 - 08/17/2001
FLEET MEEHAN SPECIALIST, INC. (NEW YORK NY)
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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