Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael John Henne is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Western International Securities, Inc. in Massapequa, NY. Michael holds several licenses including Series 7, 24, 63, 65, 86, 87 and SIE. He is also a registered principal with Western International Securities, Inc. Michael has a proven track record of providing investment advice and financial planning services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Michael has previously worked with Northeast Securities, LLC, Northeast Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/21/2018 - Present
Western International Securities, Inc. (Massapequa NY)
NJ
01/12/2006 - 12/31/2018
NORTHEAST SECURITIES, LLC (Glen Rock NJ)
NY
11/16/2004 - 12/15/2005
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
11/24/2000 - 02/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/22/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/02/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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