Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Harvey is an investment advisor representative with Allstate Financial Advisors, LLC. Michael has been in the financial services industry since 2008 and is registered in multiple states, including Texas, Colorado, and Arizona. Michael has obtained several licenses and certifications, including Series 6, 63, and 26, and is a registered representative with FINRA and a registered investment advisor with the SEC. Michael has experience in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CO
11/03/2023 - Present
Allstate Financial Advisors, LLC (ARVADA CO)
TX
01/19/2010 - 12/31/2011
MML INVESTORS SERVICES, LLC (ADDISON TX)
NJ
06/19/2008 - 08/28/2009
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 08/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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