Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Guzzo is a financial advisor with over 24 years of experience. Michael has held several positions at various firms, including TD Ameritrade, Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp. Michael is currently registered with LPL Financial LLC in New York. Michael has expertise in financial planning, pension consulting, portfolio management, and educational seminars. Michael provides investment advisory services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
07/22/2024 - Present
LPL Financial LLC (MANORVILLE NY)
NY
12/27/2021 - 04/15/2024
CITIGROUP GLOBAL MARKETS INC. (Ronkonkoma NY)
NY
12/02/2014 - 01/11/2021
TD AMERITRADE, INC. (NEW YORK NY)
NY
10/01/2012 - 12/02/2014
J.P. MORGAN SECURITIES LLC (WYANDANCH NY)
NY
07/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LINDENHURST NY)
NY
05/14/2007 - 09/03/2009
ROYAL ALLIANCE ASSOCIATES, INC. (MEDFORD NY)
NE
05/21/2004 - 02/02/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
03/26/1999 - 11/05/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/23/1996 - 04/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/29/1995 - 09/12/1995
MARLOWE & COMPANY (NEW YORK NY)
NY
04/25/1995 - 07/05/1995
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 07/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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